-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SD+i9OYTxuERfnKpRgbndMKwbEaYLtRDCawlVDHNSgoT+fi/hVi1bZhA1IzbcwGI ijlTsl2MDiqmvKMO4N+S3Q== 0000950142-10-001188.txt : 20100722 0000950142-10-001188.hdr.sgml : 20100722 20100722171446 ACCESSION NUMBER: 0000950142-10-001188 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20100722 DATE AS OF CHANGE: 20100722 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Brands Holdings, Inc. CENTRAL INDEX KEY: 0001487730 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 272166630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-85527 FILM NUMBER: 10965420 BUSINESS ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: 608-275-3340 MAIL ADDRESS: STREET 1: 601 RAYOVAC DRIVE CITY: MADISON STATE: WI ZIP: 53711 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD. CENTRAL INDEX KEY: 0001233563 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 2125216972 MAIL ADDRESS: STREET 1: C/O INTERNATIONAL FUND SERVICES LIMITED STREET 2: THIRD FL, BISHOP'S SQUARE REDMOND'S HILL CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: HARBERT DISTRESSED INVESTMENT MASTER FUND LTD DATE OF NAME CHANGE: 20030516 SC 13D/A 1 sc13da1_hcpmfi-sph072210.htm AMENDMENT NO. 1 sc13da1_hcpmfi-sph072210.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
SCHEDULE 13D
(Rule 13d-101)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 1)
 
SPECTRUM BRANDS HOLDINGS, INC.
(Name of Issuer)
 
COMMON STOCK (PAR VALUE $0.01 PER SHARE)
(Title of Class of Securities)
 
84763R101
(CUSIP Number)
 
PHILIP FALCONE
450 PARK AVENUE, 30TH FLOOR
NEW YORK, NEW YORK 10022
(212) 339-5888
(Name, Address and Telephone Number of
Person Authorized to Receive Notices
and Communications)

July 20, 2010
(Date of Event which Requires Filing
of This Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be  subject to all other  provisions of the Act  (however, see the Notes).
 
 


 
 
 

 
CUSIP No. 84763R101
 Page 2 of 17
 
 
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners Master Fund I, Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:                                                                                     
 
Cayman Islands
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
26,283,536
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
26,283,536
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
26,283,536
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
51.43%
 
14
 
TYPE OF REPORTING PERSON:
 
CO
 

 
 
 
 

 
CUSIP No. 84763R101
 Page 3 of 17
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION: 
 
Delaware
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
26,283,536
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
26,283,536
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
26,283,536
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
51.43%
14
 
TYPE OF REPORTING PERSON:
 
CO
 

  
 
 

 
CUSIP No. 84763R101
 Page 4 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners Special Situations Fund, L.P.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:   
 
Delaware
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:  
 
0
 
8
 
SHARED VOTING POWER:   
 
5,288,907
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
5,288,907
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
5,288,907
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
10.35%
 
14
 
TYPE OF REPORTING PERSON:
 
PN
 

 
 
 
 

 
CUSIP No. 84763R101
 Page 5 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners Special Situations GP, LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:    
 
Delaware
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
5,288,907
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
5,288,907
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
5,288,907
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
10.35%
14
 
TYPE OF REPORTING PERSON:
 
CO
 

 
 
 

 
CUSIP No. 84763R101
 Page 6 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Global Opportunities Breakaway Ltd.
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
OO
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:  
 
Cayman Islands
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
2,110,642
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
2,110,642
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
2,110,642
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
4.13%
 
14
 
TYPE OF REPORTING PERSON:
 
CO
 

 
 
 

 
CUSIP No. 84763R101
 Page 7 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners II LP
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:  
 
Delaware
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
2,110,642
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
2,110,642
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
2,110,642
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
4.13%
 
14
 
TYPE OF REPORTING PERSON:
 
PN
 

 
 
 

 
CUSIP No. 84763R101
 Page 8 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Capital Partners II GP LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION: 
 
Delaware
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
2,110,642
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
2,110,642
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
2,110,642
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
4.13%
 
14
 
TYPE OF REPORTING PERSON:
 
CO
 

 
 
 

 
CUSIP No. 84763R101
 Page 9 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Harbinger Holdings, LLC
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:   
 
Delaware
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
31,572,443
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
31,572,443
 
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
 
31,572,443
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
61.78%
 
14
 
TYPE OF REPORTING PERSON:
 
CO
 

 
 
 

 
CUSIP No. 84763R101
 Page 10 of 17
 
 
1
 
NAME OF REPORTING PERSON:  
 
Philip Falcone
 
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a)   o
(b)   þ
 
3
 
SEC USE ONLY
 
 
4
 
SOURCE OF FUNDS:  
 
AF
 
5
 
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): 
 
o  
 
6
 
CITIZENSHIP OR PLACE OF ORGANIZATION:  
 
United States of America
 
 
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
 
7
 
SOLE VOTING POWER:   
 
0
 
8
 
SHARED VOTING POWER:   
 
33,683,085
 
9
 
SOLE DISPOSITIVE POWER:   
 
0
 
10
 
SHARED DISPOSITIVE POWER:  
 
33,683,085
11
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:  
 
33,683,085
 
12
 
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 
 
o
 
13
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11):
 
65.91%
 
14
 
TYPE OF REPORTING PERSON:
 
IN
 

 
 
 

 
CUSIP No. 84763R101
 Page 11 of 17
 
 
Item 1. Security and Issuer.
 
This Amendment No. 1 to Schedule 13D is being filed by the undersigned to amend the Schedule 13D filed by the Reporting Persons on June 28, 2010 (the “Schedule 13D”) with respect to the shares of Common Stock, par value $0.01 per share (the “Shares”), of Spectrum Brands Holdings, Inc., a Delaware corporation (the “Issuer”).  The principal executive offices of the Issuer are located at 601 Rayovac Drive, Madison, Wisconsin 53711.
 
Item 2. Identity and Background.
 
No material change.
 
Item 3. Source and Amount of Funds or Other Consideration.
 
Item 3 of the Schedule 13D is hereby amended and restated in its entirety, except for the last paragraph thereof, as follows:
 
 
As of the date hereof the Master Fund may be deemed to beneficially own 26,283,536 Shares.
 
As of the date hereof Harbinger LLC may be deemed to beneficially own 26,283,536 Shares.
 
As of the date hereof the Special Fund may be deemed to beneficially own 5,288,907 Shares.
 
As of the date hereof HCPSS may be deemed to beneficially own 5,288,907 Shares.
 
As of the date hereof the Breakaway Fund may be deemed to beneficially own 2,110,642 Shares.
 
As of the date hereof HCP II may be deemed to beneficially own 2,110,642 Shares.
 
As of the date hereof HCP II GP may be deemed to beneficially own 2,110,642 Shares.
 
As of the date hereof Harbinger Holdings may be deemed to beneficially own 31,572,443 Shares.
 
 
 

 
CUSIP No. 84763R101
 Page 12 of 17
 
 
 
As of the date hereof Philip Falcone may be deemed to beneficially own 33,683,085 Shares.
 
No borrowed funds were used to purchase the Shares, other than any borrowed funds used for working capital purposes in the ordinary course of business.”
 
 
Item 4.   Purpose of Transaction.
 
No material change.
 
 
 
 
 
 
 
 
 
 
 
 
 

 
CUSIP No. 84763R101
 Page 13 of 17
 
Item 5.   Interest in Securities of the Issuer.
 
Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows:
 
References to percentage ownerships of Shares in this Schedule 13D are based upon the 51,103,567 Shares stated to be outstanding as of June 16, 2010 by the Issuer in the Issuer's Current Report on Form 8-K dated June 22, 2010.
 
(a, b) As of the date hereof, the Master Fund may be deemed to be the beneficial owner of 26,283,536 Shares, constituting 51.43% of the Shares of the Issuer.
 
The Master Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 26,283,536 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 26,283,536 Shares.
 
The Master Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger LLC may be deemed to be the beneficial owner of 26,283,536 Shares, constituting 51.43% of the Shares of the Issuer.
 
Harbinger LLC has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 26,283,536 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 26,283,536 Shares.
 
Harbinger LLC specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, the Special Fund may be deemed to be the beneficial owner of 5,288,907 Shares, constituting 10.35% of the Shares of the Issuer.
 
The Special Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 5,288,907 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 5,288,907 Shares.
 
The Special Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCPSS may be deemed to be the beneficial owner of 5,288,907 Shares, constituting 10.35% of the Shares of the Issuer.
 
HCPSS has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 5,288,907 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 5,288,907 Shares.
 
 
 

 
CUSIP No. 84763R101
 Page 14 of 17
 
 
 
HCPSS specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, the Breakaway Fund may be deemed to be the beneficial owner of 2,110,642 Shares, constituting 4.13% of the Shares of the Issuer.
 
The Breakaway Fund has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 2,110,642 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 2,110,642 Shares.
 
The Breakaway Fund specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCP II may be deemed to be the beneficial owner of 2,110,642 Shares, constituting 4.13% of the Shares of the Issuer.
 
HCP II has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 2,110,642 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 2,110,642 Shares.
 
HCP II specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, HCP II GP may be deemed to be the beneficial owner of 2,110,642 Shares, constituting 4.13% of the Shares of the Issuer.
 
HCP II GP has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 2,110,642 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 2,110,642 Shares.
 
HCP II GP specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Harbinger Holdings may be deemed to be the beneficial owner of 31,572,443 Shares, constituting 61.78% of the Shares of the Issuer.
 
Harbinger Holdings has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 31,572,443 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 31,572,443 Shares.
 
Harbinger Holdings specifically disclaims beneficial ownership in the Shares reported herein except to the extent it actually exercises voting or dispositive power with respect to such Shares.
 
(a, b) As of the date hereof, Philip Falcone may be deemed to be the beneficial owner of 33,683,085 Shares, constituting 65.91% of the Shares of the Issuer.
 
Mr. Falcone has the sole power to vote or direct the vote of 0 Shares; has the shared power to vote or direct the vote of 33,683,085 Shares; has sole power to dispose or direct the disposition of 0 Shares; and has shared power to dispose or direct the disposition of 33,683,085 Shares.
 
Mr. Falcone specifically disclaims beneficial ownership in the Shares reported herein except to the extent he actually exercises voting or dispositive power with respect to such Shares.
 
(c) Set forth on Exhibit G hereto are the trading dates, number of Shares purchased and sold and price per share for all transactions in the Shares by the Reporting Persons since the filing of the Schedule 13D.
 
(d) Not applicable.
 
 
 

 
CUSIP No. 84763R101
 Page 15 of 17
 
 
 
(e) Not applicable.
 
Item 6.   Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.
 
No material change.
 
Item 7.   Material to be Filed as Exhibits.
 
 
Exhibit F:
Joint Filing Agreement
 
 
Exhibit G:
Transactions in the Shares
 
 
 
 

 
CUSIP No. 84763R101
 Page 16 of 17
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
       
 
By:
Harbinger Capital Partners LLC  
       
 
By:
Harbinger Holdings, LLC, Manager  
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS LLC
       
 
By:
Harbinger Holdings, LLC, Manager
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
       
 
By:
Harbinger Capital Partners Special Situations GP, LLC
       
 
By:
Harbinger Holdings, LLC, Managing Member
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
       
 
By:
Harbinger Holdings, LLC, Managing Member
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
 

 
CUSIP No. 84763R101
 Page 17 of 17
 
 
 
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
       
 
By:
Harbinger Capital Partners II LP
 
       
 
By:
Harbinger Capital Partners II GP LLC, General Partner
 
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS II LP
       
 
By:
Harbinger Capital Partners II GP LLC, General Partner
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS II GP LLC
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER HOLDINGS, LLC
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
 
   /s/ Philip Falcone  
 
Philip Falcone  
       

 
July 22, 2010
 
Attention: Intentional misstatements or omissions of fact constitute federal violations (see 18 U.S.C. 1001).
 
EX-99 2 exfsc13da1_hcpmfi-sph072210.htm EXHIBIT F exfsc13da1_hcpmfi-sph072210.htm
 
Exhibit F
 
 
 

 
JOINT FILING AGREEMENT
 
The undersigned agree that this Amendment No. 1 to Schedule 13D dated July 22, 2010 relating to the shares of Common Stock (par value $0.01 per share) of Spectrum Brands Holdings, Inc. shall be filed on behalf of the undersigned.
 
 
HARBINGER CAPITAL PARTNERS MASTER FUND I, LTD.
       
 
By:
Harbinger Capital Partners LLC  
       
 
By:
Harbinger Holdings, LLC, Manager  
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS LLC
       
 
By:
Harbinger Holdings, LLC, Manager
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS FUND, L.P.
       
 
By:
Harbinger Capital Partners Special Situations GP, LLC
       
 
By:
Harbinger Holdings, LLC, Managing Member
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS SPECIAL SITUATIONS GP, LLC
       
 
By:
Harbinger Holdings, LLC, Managing Member
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

F-1
 
 

 
 
 
 
 
 
GLOBAL OPPORTUNITIES BREAKAWAY LTD.
       
 
By:
Harbinger Capital Partners II LP
 
       
 
By:
Harbinger Capital Partners II GP LLC, General Partner
 
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS II LP
       
 
By:
Harbinger Capital Partners II GP LLC, General Partner
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER CAPITAL PARTNERS II GP LLC
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
HARBINGER HOLDINGS, LLC
       
 
By:
/s/ Philip Falcone  
    Name:  Philip Falcone  
    Title:    Managing Member  
       

 
 
 
   /s/ Philip Falcone  
 
Philip Falcone  
       

 
July 22, 2010
 
F-2
EX-99 3 exgsc13da1_hcpmfi-sph072210.htm EXHIBIT G exgsc13da1_hcpmfi-sph072210.htm
Exhibit G
 
 
TRANSACTIONS IN THE SHARES
 
 
Transactions by Harbinger Capital Partners Master Fund I, Ltd.
 
Date of
Transaction
Number of Shares
Purchased
Price per Share
 
June 25, 2010
    100
$26.32
June 25, 2010
300
$26.50
June 25, 2010
 400
$26.51
June 25, 2010
   500
$26.55
June 25, 2010
200
$26.65
June 25, 2010
400
$26.67
June 25, 2010
1,832
$26.68
June 25, 2010
113
$26.69
June 25, 2010
100
$26.70
June 25, 2010
200
$26.71
June 25, 2010
55
$26.73
June 25, 2010
100
$26.75
June 25, 2010
100
$26.78
June 25, 2010
500
$26.85
June 25, 2010
100
$26.87
June 25, 2010
100
$26.88
June 25, 2010
200
$26.90
June 25, 2010
100
$26.92
June 25, 2010
200
$26.93
June 25, 2010
300
$27.03
June 25, 2010
200
$27.05
June 25, 2010
100
$27.06
June 25, 2010
100
$27.11
June 25, 2010
100
$27.15
June 25, 2010
100
$27.18
June 25, 2010
200
$27.19
June 25, 2010
100
$27.21
June 25, 2010
200
$27.23
June 25, 2010
700
$27.24
June 25, 2010
100
$27.26
June 25, 2010
200
$27.27
June 25, 2010
300
$27.28
June 25, 2010
100
$27.29
June 25, 2010
100
$27.31
June 25, 2010
200
$27.32
June 25, 2010
100
$27.36
June 25, 2010
100
$27.37
June 25, 2010
100
$27.40
June 25, 2010
100
$27.44
June 25, 2010
100
$27.47
June 25, 2010
200
$27.48
June 25, 2010
200
$27.49
June 25, 2010
100
$27.56
June 25, 2010
300
$27.59
June 25, 2010
100
$27.60
June 25, 2010
100
$27.81
June 28, 2010
86
$26.20
June 28, 2010
100
$26.24
June 28, 2010
730
$26.29
June 28, 2010
200
$26.30
June 28, 2010
170
$26.32
June 28, 2010
300
$26.35
June 28, 2010
100
$26.36
June 28, 2010
300
$26.37
June 28, 2010
600
$26.39
June 28, 2010
1,057
$26.45
 

 
 
G-1

 
 
 
 
 Date of
Transaction
Number of Shares
Purchased 
 Price per Share
 
 June 28, 2010
2,400
$26.49
 June 28, 2010
2,657
$26.50
June 28, 2010
100
$26.51
June 28, 2010
417
$26.52
June 28, 2010
983
$26.53
June 28, 2010
2,294
$26.54
June 28, 2010
2,600
$26.55
June 28, 2010
100
$26.56
June 28, 2010
300
$26.57
June 28, 2010
500
$26.58
June 28, 2010
300
$26.59
June 28, 2010
6,000
$26.60
June 28, 2010
1,500
$26.61
June 28, 2010
699
$26.62
June 28, 2010
501
$26.63
June 28, 2010
2,600
$26.64
June 28, 2010
2,200
$26.65
June 28, 2010
2,000
$26.66
June 28, 2010
600
$26.67
June 28, 2010
100
$26.68
June 28, 2010
206
$26.69
June 28, 2010
200
$26.70
June 28, 2010
600
$26.72
June 28, 2010
400
$26.73
June 28, 2010
400
$26.74
June 28, 2010
200
$26.75
June 28, 2010
400
$26.76
June 28, 2010
100
$26.77
June 29, 2010
100
$25.74
June 29, 2010
3,200
$25.78
June 29, 2010
1,300
$25.80
June 29, 2010
700
$25.81
June 29, 2010
300
$25.82
June 29, 2010
501
$25.84
June 29, 2010
3,399
$25.85
June 29, 2010
4,201
$25.86
June 29, 2010
200
$25.87
June 29, 2010
200
$25.87
June 29, 2010
100
$25.89
June 29, 2010
528
$25.89
June 29, 2010
2,999
$25.90
June 29, 2010
1,500
$25.92
June 29, 2010
400
$25.93
June 29, 2010
1,034
$25.94
June 29, 2010
2,522
$25.95
June 29, 2010
2,500
$25.96
June 29, 2010
1,567
$25.97
June 29, 2010
3,100
$25.98
June 29, 2010
4,700
$25.99
June 29, 2010
1,727
$26.00
June 29, 2010
500
$26.01
June 29, 2010
900
$26.02
June 29, 2010
500
$26.03
June 29, 2010
700
$26.04
June 29, 2010
122
$26.07
June 29, 2010
300
$26.10
 
 
 
G-2

 

 
 
 Date of
Transaction
Number of Shares
Purchased   
 Price per Share
 
June 29, 2010
200
$26.11
June 30, 2010
100
$25.59
June 30, 2010
1,000
$25.60
June 30, 2010
400
$25.61
June 30, 2010
100
$25.62
June 30, 2010
500
$25.67
June 30, 2010
300
$25.68
June 30, 2010
400
$25.70
June 30, 2010
814
$25.71
June 30, 2010
186
$25.72
June 30, 2010
900
$25.73
June 30, 2010
600
$25.75
June 30, 2010
1,300
$25.76
June 30, 2010
1,807
$25.78
June 30, 2010
3,806
$25.80
June 30, 2010
800
$25.81
June 30, 2010
1,700
$25.82
June 30, 2010
200
$25.83
June 30, 2010
1,987
$25.84
June 30, 2010
817
$25.85
June 30, 2010
700
$25.86
June 30, 2010
300
$25.87
June 30, 2010
200
$25.87
June 30, 2010
200
$25.88
June 30, 2010
495
$25.89
June 30, 2010
1,300
$25.90
June 30, 2010
493
$25.91
June 30, 2010
300
$25.93
June 30, 2010
2,751
$25.95
June 30, 2010
806
$25.96
June 30, 2010
549
$25.97
June 30, 2010
1,405
$26.00
June 30, 2010
100
$26.01
June 30, 2010
100
$26.02
June 30, 2010
400
$26.04
June 30, 2010
400
$26.05
June 30, 2010
500
$26.06
June 30, 2010
1,284
$26.07
July 01, 2010
100
$24.86
July 01, 2010
1,400
$24.88
July 01, 2010
100
$24.91
July 01, 2010
100
$24.93
July 01, 2010
100
$24.95
July 01, 2010
100
$24.97
July 01, 2010
104
$25.03
July 01, 2010
300
$25.04
July 01, 2010
200
$25.05
July 01, 2010
300
$25.07
July 01, 2010
200
$25.08
July 01, 2010
100
$25.09
July 01, 2010
100
$25.10
July 01, 2010
100
$25.12
July 01, 2010
200
$25.14
July 01, 2010
300
$25.16
 
 
 
G-3

 

 
 
 
Date of
Transaction
Number of Shares
Purchased 
 Price per Share
 
July 01, 2010
496
$25.18
July 01, 2010
600
$25.19
July 01, 2010
100
$25.20
July 01, 2010
500
$25.21
July 01, 2010
100
$25.22
July 01, 2010
800
$25.22
July 01, 2010
100
$25.23
July 01, 2010
307
$25.23
July 01, 2010
293
$25.24
July 01, 2010
288
$25.26
July 01, 2010
90
$25.27
July 01, 2010
400
$25.28
July 01, 2010
512
$25.30
July 01, 2010
600
$25.31
July 01, 2010
910
$25.32
July 01, 2010
600
$25.33
July 01, 2010
500
$25.34
July 01, 2010
1,131
$25.35
July 01, 2010
300
$25.36
July 01, 2010
100
$25.36
July 01, 2010
100
$25.37
July 01, 2010
800
$25.38
July 01, 2010
200
$25.40
July 01, 2010
100
$25.42
July 01, 2010
100
$25.43
July 01, 2010
1,100
$25.43
July 01, 2010
500
$25.44
July 01, 2010
569
$25.45
July 01, 2010
100
$25.46
July 01, 2010
400
$25.47
July 01, 2010
700
$25.48
July 01, 2010
3,300
$25.49
July 01, 2010
2,100
$25.50
July 01, 2010
300
$25.52
July 01, 2010
700
$25.53
July 01, 2010
100
$25.54
July 01, 2010
600
$25.54
July 01, 2010
100
$25.55
July 01, 2010
300
$25.57
July 01, 2010
100
$25.62
July 01, 2010
200
$25.66
July 02, 2010
100
$25.28
July 02, 2010
500
$25.32
July 02, 2010
807
$25.33
July 02, 2010
200
$25.34
July 02, 2010
2,271
$25.35
July 02, 2010
400
$25.36
July 02, 2010
100
$25.39
July 02, 2010
100
$25.40
July 02, 2010
100
$25.45
July 02, 2010
100
$25.46
July 02, 2010
500
$25.46
July 02, 2010
100
$25.47
July 02, 2010
100
$25.47
 
 
 
G-4

 

 
 
 Date of
Transaction
 Number of Shares
Purchased   
Price per Share
 
July 02, 2010
300
$25.48
July 02, 2010
1,101
$25.49
July 02, 2010
2,699
$25.50
July 02, 2010
100
$25.52
July 02, 2010
816
$25.53
July 02, 2010
822
$25.54
July 02, 2010
140
$25.55
July 02, 2010
1,644
$25.56
July 02, 2010
500
$25.58
July 02, 2010
528
$25.60
July 02, 2010
1,338
$25.61
July 02, 2010
534
$25.63
July 02, 2010
300
$25.67
July 02, 2010
400
$25.72
July 02, 2010
23
$25.76
July 02, 2010
100
$25.77
July 02, 2010
1,204
$25.80
July 02, 2010
400
$25.83
July 02, 2010
73
$25.85
July 02, 2010
1,300
$25.90
July 02, 2010
100
$25.95
July 06, 2010
2,700
$25.00
July 06, 2010
3,000
$25.03
July 06, 2010
2,300
$25.05
July 06, 2010
100
$25.07
July 06, 2010
100
$25.08
July 06, 2010
300
$25.12
July 06, 2010
400
$25.13
July 06, 2010
200
$25.15
July 06, 2010
2,000
$25.16
July 06, 2010
1,600
$25.17
July 06, 2010
1,200
$25.18
July 06, 2010
100
$25.19
July 06, 2010
1,000
$25.20
July 06, 2010
1,700
$25.21
July 06, 2010
100
$25.22
July 06, 2010
410
$25.23
July 06, 2010
90
$25.24
July 06, 2010
5,600
$25.25
July 06, 2010
900
$25.26
July 06, 2010
1,700
$25.27
July 06, 2010
1,700
$25.28
July 06, 2010
800
$25.29
July 06, 2010
2,600
$25.30
July 06, 2010
1,200
$25.31
July 06, 2010
200
$25.33
July 06, 2010
400
$25.36
July 06, 2010
700
$25.38
July 06, 2010
9,600
$25.40
July 07, 2010
800
$24.42
July 07, 2010
2,500
$24.43
July 07, 2010
600
$24.44
July 07, 2010
200
$24.49
July 07, 2010
500
$24.58
 
 
 
G-5

 

 
 
 
Date of
Transaction
 Number of Shares
Purchased 
  Price per Share
 
July 07, 2010
900
$24.65
July 07, 2010
300
$24.71
July 07, 2010
1,100
$24.75
July 07, 2010
1,400
$24.83
July 07, 2010
100
$24.89
July 07, 2010
500
$25.00
July 07, 2010
400
$25.08
July 07, 2010
2,600
$25.12
July 07, 2010
400
$25.15
July 07, 2010
100
$25.25
July 07, 2010
200
$25.32
July 07, 2010
700
$25.38
July 07, 2010
1,900
$25.40
July 07, 2010
300
$25.45
July 07, 2010
900
$25.47
July 07, 2010
1,600
$25.49
July 07, 2010
29,500
$25.50
July 08, 2010
400
$25.43
July 08, 2010
600
$25.44
July 08, 2010
100
$25.45
July 08, 2010
100
$25.47
July 08, 2010
400
$25.48
July 08, 2010
400
$25.49
July 08, 2010
100
$25.50
July 08, 2010
3,200
$25.50
July 08, 2010
500
$25.66
July 08, 2010
40,400
$25.75
July 09, 2010
100
$25.42
July 09, 2010
1,300
$25.43
July 09, 2010
2,300
$25.44
July 09, 2010
6,100
$25.45
July 09, 2010
1,700
$25.46
July 09, 2010
1,200
$25.47
July 09, 2010
900
$25.53
July 12, 2010
100
$25.38
July 12, 2010
1,600
$25.45
July 12, 2010
2,500
$25.50
July 13, 2010
100,000
$27.00
July 14, 2010
20,000
$27.00
July 15, 2010
15,000
$27.00
July 16, 2010
10,800
$27.00
July 19, 2010
25,000
$26.50
July 20, 2010
78,500
$26.70
July 21, 2010
10,500
$27.00

 
G-6
-----END PRIVACY-ENHANCED MESSAGE-----